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David Seiglie

Operations Manager & Chief Compliance Officer

With over 20 years of experience in banking, David joined our team as Operations Manager and has since taken on the role of Chief Compliance Officer.

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With over 20 years of experience in banking, David joined our team as Operations Manager and has since taken on the role of Chief Compliance Officer. His experience includes working directly with regulatory examiners and internal/external auditors as well as developing and implementing disaster recovery plans and other operational procedures. David holds a Bachelor degree in Business Administration from St. Thomas University, FL.

As Operations Manager, David manages and ensures the accuracy of all aspects related to client services including new accounts, account transfers, income distribution, trading, cost basis, and performance reporting. He is also responsible for developing and maintaining strict controls to ensure that clients receive accurate and timely information.

As the Chief Compliance Officer, David is in-charge of maintaining reviewing procedure and company policies to ensure that the company and processes are in compliance with rules and regulations set by federal and state regulatory agencies. He joined Investor Solutions in 2006.

On his off time, David enjoys geocaching and fishing. He has been a volunteer with the Boy Scouts of America South Florida Council for 8 years; he currently is Scout Master of the unit his son is a member of and serves as Training Chair; providing BSA developed trainings to adult volunteers. He assists his wife with the two Girl Scout troops that each of his daughters are members of. He is an active member of the Knights of Columbus and a board member of the Archdiocese of Miami Catholic Committee on Scouting.